UNDERWOOD CAPITAL LIMITED
ASX:UWCFund / trustNo issuance filings since 2024; no dilution pressure signals in current disclosures; since relisting as UWC; prior history under HGV not included
UNDERWOOD CAPITAL LIMITED changed its ticker from HGV in December 2024, and the data below covers only the period since that rename. No share-issuance filings (Appendix 2A) are on record for the company within that window, so no share-count change can be calculated from such filings. The company has not raised any capital through placements, rights issues or share purchase plans in a 24-month window. As a financial institution, the standard cash-funding-runway figure does not apply. No proposed securities issues are pending.
Quick answers · 1
How much placement capacity does UWC have left?
None of the 15% placement capacity counted as used in the last 12 months (estimate). Under ASX Listing Rule 7.1 a company may place up to 15% of its shares in 12 months without shareholder approval.
Shares on issue — last 2 years
Cumulative figures as stated by the company on its daily notice. Latest notice
Cash runway
Issuance timeline
Latest 5 filings (Appendix 2AThe form a company lodges to have new securities quoted on the ASX. It restates how many of each class are on issue. quoted issues, 3G unquoted, 3H cancellations)
| Date | Form | Security | On issue, per this filing | Source |
|---|---|---|---|---|
| 28 Oct 2026 | 3H · cancellation | UWC : ORDINARY FULLY PAID | 201.2M | Appendix 3H |
| 11 Aug 2026 | 3H · cancellation | UWC : ORDINARY FULLY PAID | 202.6M | Appendix 3H |
| 6 July 2026 | 3H · cancellation | UWC : ORDINARY FULLY PAID | 203.5M | Appendix 3H |
| 10 June 2026 | 3H · cancellation | UWC : ORDINARY FULLY PAID | 204.3M | Appendix 3H |
| 26 Aug 2025 | 3H · cancellation | UWC : ORDINARY FULLY PAID | 205.3M | Appendix 3H |
Each filing states the count for the security it names, as at its own reference date and in the units of that filing — so the newest row (201.2M) need not equal the current count above (202.6M).
Securities on issue over time
Ordinary shares and every option and rights class, month by month over two years. The top edge is the fully diluted count.
Capital raises
Forward supply
Every dated event on record that could add securities to the register — option expiries to their stated dates and proposed issues over the next 18 months, on one timeline.
Placement capacity
How much stock a company can place without asking holders. Listing Rule 7.1 / 7.1ARule 7.1 lets a company issue up to 15% of its shares in 12 months without a shareholder vote. Rule 7.1A adds 10% for smaller companies whose holders approve it. allows 15% of ordinary securities in any 12 months, and every Appendix 3BNotice that a company proposes to issue new securities, such as a placement. The securities are not on issue until a later filing confirms it. states how much of it an issue uses.
Pending proposed issues
Options & convertible securities
Director dealings
| Date | Director | Type | Shares | Options | Other | Value | Source |
|---|---|---|---|---|---|---|---|
| 4 Sept 2026 | Warwick Sauer | Buy on-market | 38k | — | — | $2k | 3Y notice |
| 3 Sept 2026 | Warwick Sauer | Buy on-market | 37k | — | — | $2k | 3Y notice |
| 2 Sept 2026 | Warwick Sauer | Buy on-market | 295k | — | — | $16k | 3Y notice |
Ownership
Latest announcements
Headlines link to the source PDFs on the ASX announcements platform. Data as of 28 Oct 2026.