SEQUOIA FINANCIAL GROUP LTD
ASX:SEQFinancial ServicesNo major dilution pressure signals in current disclosures
SEQUOIA FINANCIAL GROUP LTD's latest share count stood at 123M as of March 2026. No share-count change percentage over the period is stated, because the company's filed share-issue records (Appendix 2A) end before that date. The company has not lodged any new share-issuance filings since January 2024 and has raised no capital in the past 24 months. No options or rights overhang figures are disclosed. No funding-runway figure applies, as the company is a financial-services firm for which operating cash flow is not a spend rate. No proposed securities issues are pending.
Quick answers · 2
Why was SEQ in a trading halt?
Sequoia Financial Group requested a trading halt on 13 Oct 2026, giving the reason "Pending announcement regarding material update on divestment of InterPrac Financial Planning Pty Ltd". Trading was expected to resume 15 Oct 2026.
How much placement capacity does SEQ have left?
None of the 15% placement capacity counted as used in the last 12 months (estimate). Under ASX Listing Rule 7.1 a company may place up to 15% of its shares in 12 months without shareholder approval.
Shares on issue — last 2 years
Cumulative figures as stated by the company on its daily notice. Latest notice
Cash runway
Issuance timeline
Latest 5 filings (Appendix 2AThe form a company lodges to have new securities quoted on the ASX. It restates how many of each class are on issue. quoted issues, 3G unquoted, 3H cancellations)
| Date | Form | Security | On issue, per this filing | Source |
|---|---|---|---|---|
| 9 Mar 2026 | 3H · cancellation | SEQ : ORDINARY FULLY PAID | 122.6M | Appendix 3H |
| 1 Dec 2025 | 3H · cancellation | SEQ : ORDINARY FULLY PAID | 122.6M | Appendix 3H |
| 15 Apr 2025 | 3H · cancellation | SEQ : ORDINARY FULLY PAID | 123.6M | Appendix 3H |
| 10 Apr 2025 | 3H · cancellation | SEQ : ORDINARY FULLY PAID | 123.7M | Appendix 3H |
| 9 Apr 2025 | 3H · cancellation | SEQ : ORDINARY FULLY PAID | 123.7M | Appendix 3H |
Securities on issue over time
Ordinary shares and every option and rights class, month by month over two years. The top edge is the fully diluted count.
Capital raises
Forward supply
Every dated event on record that could add securities to the register — option expiries to their stated dates and proposed issues over the next 18 months, on one timeline.
Placement capacity
How much stock a company can place without asking holders. Listing Rule 7.1 / 7.1ARule 7.1 lets a company issue up to 15% of its shares in 12 months without a shareholder vote. Rule 7.1A adds 10% for smaller companies whose holders approve it. allows 15% of ordinary securities in any 12 months, and every Appendix 3BNotice that a company proposes to issue new securities, such as a placement. The securities are not on issue until a later filing confirms it. states how much of it an issue uses.
Pending proposed issues
Options & convertible securities
Director dealings
| Date | Director | Type | Shares | Options | Other | Value | Source |
|---|---|---|---|---|---|---|---|
| 24 June 2026 | Garry Peter Crole | Buy on-market | 65k | — | — | $8k | 3Y notice |
| 26 Mar 2026 | Garry Peter Crole | Buy on-market | 44 | — | — | $10k | 3Y notice |
| 28 Nov 2025 | Garry Peter Crole | Buy on-market | 100k | — | — | $24k | 3Y notice |
Ownership
Latest announcements
Headlines link to the source PDFs on the ASX announcements platform. Data as of 28 Oct 2026.