REGAL PARTNERS LIMITED
ASX:RPLFinancial ServicesToday’s holders own 90.1% of what they think they own, once every option and right converts.
Share count grew 22% in 24 months; options/rights overhang 11% of shares
REGAL PARTNERS LIMITED's ordinary share count grew 21.6% between September 2024 and September 2026, reaching 395M shares. The company has not raised capital in the past 24 months, nor are any proposed securities issues pending. Options and rights on issue could convert into 44M new shares, representing 11.0% of the current share count, with the nearest expiry in July 2029; none of these options are currently in the money. No current quarterly cash report is on record, therefore no cash balance or funding runway figure is disclosed.
Shares on issue — last 2 years
Cash runway
Issuance timeline
Latest 5 filings (Appendix 2A quoted issues, 3G unquoted, 3H cancellations)
| Date | Form | Security | On issue, per this filing | Source |
|---|---|---|---|---|
| 3 Sept 2026 | 2A · quoted issue | RPL : ORDINARY FULLY PAID | 394.8M | Appendix 2A |
| 30 June 2026 | 2A · quoted issue | RPL : ORDINARY FULLY PAID | 392.2M | Appendix 2A |
| 4 June 2026 | 3G · unquoted | RPL : ORDINARY FULLY PAID | 367.7M | Appendix 3G |
| 20 Apr 2026 | 3H · cancellation | RPL : ORDINARY FULLY PAID | 367.7M | Appendix 3H |
| 10 Apr 2026 | 3G · unquoted | RPL : ORDINARY FULLY PAID | 367.7M | Appendix 3G |
Capital raises
Forward supply
Every dated event on record that could add securities to the register — option expiries to their stated dates and proposed issues over the next 18 months, on one timeline.
Placement capacity
How much stock a company can place without asking holders. Listing Rule 7.1 allows 15% of ordinary securities in any 12 months, and every Appendix 3B states how much of it an issue uses.
Pending proposed issues
Options & convertible securities
- Price-triggered10.8M · 2.7% of sharesOptions and warrants — they convert when the share price clears their exercise price.
- Condition-triggered11.6M · 2.9% of sharesPerformance and incentive rights — they convert when a hurdle is met, not at a price, and can lapse to nothing.
- Converts on terms21.2M · 5.4% of sharesConvertibles with no exercise price — they convert on their own terms, so they are shares in all but name.
Exercise price on record: 0 priced, 10.8M at a stated nil price, 32.8M where the filing never states one. A security with no exercise price is never counted in the money — nothing is paid to convert it, so there is no price for it to be above.
Each figure is the filing’s own count of securities, not a share count — a 2A never states what one security converts into.
No option supply on record carries an exercise price to pay, so no share price switches any of it on. 10.8M of it states a NIL exercise price — nothing is paid to convert that, so it converts at any price. The other 32.8M converts on something else — a hurdle that may never be met, or terms the filing does not price.
| Code | Security | Type | Exercise price | Expiry | On issue | Source |
|---|---|---|---|---|---|---|
| RPLAF | Options | Price-triggered | Nil | 9 July 2029 | 10.8M | Filing |
| RPLAC | Rights | Condition-triggered | — | — | 11.6M | Filing Meeting |
| RPLAD | — | Converts on terms | — | — | 21.2M | Filing |
“Nil” is a stated nil exercise price: nothing is paid to convert. An em dash means the filing names no exercise price at all. Security is read from the filing’s own class description; an em dash there means the description is not one this table labels. One row is one security class, at the number stated in the most recent quotation application that restated it — linked, and dated, in the last column.
A condition-triggered class has no exercise price and usually no expiry: what it vests on is set by a shareholder resolution, not by the register. Where the company lodged a notice of meeting before the class first appears here, it is linked as “Meeting” — that is where terms of this kind are put to shareholders. It is not confirmation that the document sets this class’s conditions, and no link appears where there is no such filing.
- RPLAEConverts on terms24.5M securities → 030 June 2026 Appendix 2A
Director dealings
| Date | Director | Type | Shares | Options | Other | Value | Source |
|---|---|---|---|---|---|---|---|
| 4 Sept 2026 | Brendan O'Connor | Other incentive | 7.1M | — | — | — | 3Y notice |
| 31 Aug 2026 | Peter Yates | Buy on-market | 39k | — | — | $100k | 3Y notice |
| 28 Aug 2026 | Peter Yates | Buy on-market | 55k | — | — | $142k | 3Y notice |
Ownership
Latest announcements
Headlines link to the source PDFs on the ASX announcements platform. Data as of 12 Sept 2026.