COMPLII FINTECH SOLUTIONS LTD

ASX:CF1Software & Services

612.1M shares on issueAppendix 2A · as of 10 Sept 2026726.9M fully diluted+18.8% if every option and right converts$0.021price · delayed$12.8Mmarket cap · indicative

Today’s holders own 84.2% of what they think they own, once every option and right converts.

Moderate

Dilution risk

Runway under 2 quarters; options/rights overhang 19% of shares; share count grew 7% in 24 months

Absolute levels — not a ranking against other companies.

Cash runway0.8 quarters of funding

Share-count growth (24m)7.4%

Raise cadence (24m)1 cash raise

Options & rights overhang18.8% of shares

In-the-money supplyno data — no exercise price on record

Pending proposed issuesnone

COMPLII FINTECH SOLUTIONS LTD's ordinary share count grew 7.4% between August 2024 and September 2026, to 612M shares. The company raised capital once in the past 24 months, receiving A$2.0M from the issue of Convertible Notes in February 2026. Options and rights on issue could convert into 115M new shares, representing 18.8% of the current share count; none of these are currently in the money, and no expiry date has been filed. At the June 2026 quarter, the company reported A$492K in available cash, approximately 0.8 quarters of funding. No proposed securities issues are pending.

AI-generated summary of this page's cited filings · updated 11 Sept 2026

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18.8%

Options & rights overhang

—

In-the-money supply · no stated strikes

Raises · last 12 months

0.8 qtrs

Cash cover · under 2 quarters

Shares on issue — last 2 years

Ordinary shares on issue

Weekly counts from ASX records. Dots mark cash capital raises. Latest count 612.1M per Appendix 2A (filed 10 Sept 2026).

Cash runway

0.8 qtrs

Less than two quarters of funding at the recent spend rate — near-term funding pressure.

The latest quarterly report funded operations to about Aug 2026 — that date has passed, and no later report is on record.

$485k cash after burn from the quarter ended 30 June 2026 · Runway is computed from Appendix 4C/5B filings and announced raise proceeds. Filed with the quarterly report: $1.0M cash at quarter end (item 4.6), 1.6 qtrs of funding on the company’s own estimate. Our figure above carries the filed quarter-end balance forward at the reported spend rate and adds announced raise proceeds.

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15 quarters on record — Cash runway history

Quarterly cash, net spend and cover trend from every Appendix 4C/5B on record up to 30 June 2026.

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Issuance timeline

Latest 5 filings (Appendix 2A quoted issues, 3G unquoted, 3H cancellations)

Date	Form	Security	On issue, per this filing	Source
10 Sept 2026	2A · quoted issue	CF1 : ORDINARY FULLY PAID	612.1M	Appendix 2A
25 Aug 2026	3H · cancellation	CF1 : ORDINARY FULLY PAID	610.1M	Appendix 3H
13 July 2026	2A · quoted issue	CF1 : ORDINARY FULLY PAID	610.1M	Appendix 2A
3 July 2026	3H · cancellation	CF1 : ORDINARY FULLY PAID	603.3M	Appendix 3H
1 July 2026	3G · unquoted	ORDINARY FULLY PAID	603.3M	Appendix 3G

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43 filings on record — Full issuance history

Every quoted and unquoted issue and cancellation on record, plus unquoted securities (Appendix 4.2).

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Capital raises

1 cash raise in the last 24 months · 1 in the last 12 months

$2.0M

Convertible Notes

27 Feb 2026 ACTIVE

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1 raise on record — Full raise history

Issue price, shares issued, brokers and stated purpose for every raise on record.

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Forward supply

Every dated event on record that could add securities to the register — option expiries to their stated dates and proposed issues over the next 18 months, on one timeline.

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Forward supply calendar

Option expiries and proposed issues on one forward timeline, with the securities each could add.

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Placement capacity

How much stock a company can place without asking holders. Listing Rule 7.1 allows 15% of ordinary securities in any 12 months, and every Appendix 3B states how much of it an issue uses.

About 33% of the 15% placement capacity left — about 67% used by Appendix 3B filings in the last 12 months (estimate, as at 2026-09-12). Holder-approved issues and any later ratification are not deducted, so the true headroom can be higher.

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Placement capacity — LR 7.1 / 7.1A

The filings behind the figure: every Appendix 3B in the window with what it says was issued under 7.1 and 7.1A, each row linked to its filing, and how many shares are left.

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Pending proposed issues

No proposed issues (Appendix 3B) currently pending.

Options & convertible securities

18.8%

Options & rights overhang · of current shares

—

In-the-money supply · no stated strikes

114.8M

Potential new shares

—

Nearest expiry

What this supply is, and what converts it

Condition-triggered34.8M · 5.7% of shares
Performance and incentive rights — they convert when a hurdle is met, not at a price, and can lapse to nothing.
Converts on terms80.0M · 13.1% of shares
Convertibles with no exercise price — they convert on their own terms, so they are shares in all but name.

Exercise price on record: 0 priced, 114.8M where the filing never states one. A security with no exercise price is never counted in the money — nothing is paid to convert it, so there is no price for it to be above.

Each figure is the filing’s own count of securities, not a share count — a 2A never states what one security converts into.

What a price move would switch on

No option supply on record carries an exercise price to pay, so no share price switches any of it on. All 114.8M of it converts on something else — a hurdle that may never be met, or terms the filing does not price.

Code	Security	Type	Exercise price	Expiry	On issue	Source
CF1AM	Performance rights	Condition-triggered	—	—	34.8M	Filing Meeting
CF1AS	Notes	Converts on terms	—	—	80.0M	Filing

“Nil” is a stated nil exercise price: nothing is paid to convert. An em dash means the filing names no exercise price at all. Security is read from the filing’s own class description; an em dash there means the description is not one this table labels. One row is one security class, at the number stated in the most recent quotation application that restated it — linked, and dated, in the last column.

A condition-triggered class has no exercise price and usually no expiry: what it vests on is set by a shareholder resolution, not by the register. Where the company lodged a notice of meeting before the class first appears here, it is linked as “Meeting” — that is where terms of this kind are put to shareholders. It is not confirmation that the document sets this class’s conditions, and no link appears where there is no such filing.

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2 option lines on record — In-the-money value & price ladder

What each line is worth in the money today, the price ladder to the next tranche that converts, and the filing description behind every code.

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Director dealings

Date	Director	Type	Shares	Options	Other	Value	Source
25 Aug 2026	Alison Sarich	Other incentive	20.5M	—	14.5M	—	3Y notice
25 Aug 2026	Craig Mason	Sell incentive	53.0M	—	25.0M	—	3Y notice
1 July 2026	Alison Sarich	Other	20.5M	—	14.5M	$125k	3Y notice
1 July 2026	Craig Mason	Other	53.0M	—	25.0M	$375k	3Y notice